As
filed with the Securities and Exchange Commission on February 19, 2019
Registration
No. 333-226840
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
S-1
(Pre-Effective
Amendment No. 4 )
REGISTRATION
STATEMENT UNDER THE SECURITIES ACT OF 1933
Verb
Technology Company, Inc.
(Exact
name of registrant as specified in its charter)
Nevada |
|
7200 |
|
90-1118043 |
(State
or jurisdiction of |
|
(Primary
Standard Industrial |
|
(I.R.S.
Employer |
incorporation
or organization) |
|
Classification
Code Number) |
|
Identification
No.) |
344
S. Hauser Blvd., Suite 414
Los
Angeles, California 90036
(855)
250-2300
(Address,
including zip code and telephone number,
including
area code, of registrant’s principal executive offices)
Rory
J. Cutaia
Chairman
of the Board, Chief Executive Officer, President, Secretary, and Treasurer
344
S. Hauser Blvd., Suite 414
Los
Angeles, California 90036
(855)
250-2300
(Name
including zip code and telephone number,
including
area code, of agent for service)
|
With
copies to: |
|
|
|
|
Randolf
W. Katz |
|
David
E. Danovitch |
Baker
& Hostetler LLP |
|
Robinson
Brog Leinwand Greene Genovese |
600
Anton Boulevard, Suite 900 |
|
&
Gluck P.C. |
Costa
Mesa, California 92626 |
|
875
Third Avenue, Ninth Floor |
(714)
966-8807 |
|
New
York, New York 10022 |
|
|
(212)
603-6300 |
Approximate
date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement is declared
effective.
If
any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under
the Securities Act, check the following box. [ ]
If
this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the
following box and list the Securities Act registration statement number of the earlier effective registration statement for the
same offering. [ ]
If
this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list
the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ]
If
this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list
the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ]
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting
company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
|
Large
accelerated filer |
[ ] |
Accelerated
filer |
[ ] |
|
Non-accelerated
filer |
[X] |
Smaller
reporting company |
[X] |
|
|
Emerging
growth company |
[ ] |
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. [ ]
CALCULATION
OF REGISTRATION FEE
Title
of each class of securities to be registered |
|
Proposed
Maximum
Aggregate
Offering
Price(1)(2) |
|
|
Amount
of
Registration
Fee(3) |
|
Units(4) |
|
$ |
23,000,000 |
|
|
$ |
2,853.60 |
(11) |
Common
Stock, par value $0.0001 per share(5)(6) |
|
$ |
- |
|
|
$ |
- |
|
Warrants
(7) |
|
|
- |
|
|
|
- |
|
Common
Stock, par value $0.0001 per share, issuable upon exercise of Common Stock Purchase Warrants(5)(8)(9) |
|
|
14,375,000 |
|
|
|
$1,742.25 |
(11) |
Underwriter’s
Warrants (10) |
|
$ |
- |
|
|
$ |
- |
|
Common
Stock issuable upon exercise of Underwriter’s Warrants(5)(10) |
|
$ |
1,250,000 |
|
|
$ |
151.50 |
(11) |
Total |
|
$ |
38,625,000 |
|
|
$ |
4,747.35 |
(11) |
(1) |
In
accordance with Rule 457(o) under the Securities Act of 1933, as amended (the “Securities Act”), the number of
shares being registered and the proposed maximum offering price per share are not included in this table. |
(2) |
The
proposed maximum aggregate offering price has been estimated solely for the purpose of calculating the amount of the registration
fee pursuant to Rule 457(o) under the Securities Act, and includes shares of common stock, par value $0.0001 per share, of
Verb Technology Company, Inc. (the “Common Stock”), that the underwriter has an option to purchase to cover over-allotments,
if any. |
(3) |
Calculated
pursuant to Rule 457(o) based on an estimate of the proposed maximum aggregate offering price of the securities registered
hereunder. |
(4) |
Each
unit consists of one share of Common Stock and one warrant to purchase one-half (0.5) share of Common Stock. |
(5) |
Pursuant
to Rule 416 under the Securities Act, the shares registered hereby also include an indeterminate number of additional shares
as may from time to time become issuable by reason of stock splits, distributions, recapitalizations, or other similar transactions. |
(6) |
Included
in the price of the units. No registration fee required pursuant to Rule 457(g) under the Securities Act. |
(7) |
No
registration fee required pursuant to Rule 457(g) under the Securities Act. |
(8) |
Includes
shares of Common Stock issuable upon exercise of the warrants the underwriter has the option to purchase to cover over-allotments,
if any. |
(9) |
Estimated
solely for the purpose of calculating the registration fee pursuant to Rule 457(g) under the Securities Act. The warrants
are exercisable at a per-whole share exercise price equal to 125% of the public offering price per-share of
Common Stock. The proposed maximum aggregate offering price of the warrants is $14,375,000, or 125% of $11,500,000 (50% of
$23,000,000). |
(10) |
Estimated
solely for the purpose of calculating the registration fee pursuant to Rule 457(g) under the Securities Act. The underwriter’s
warrants are exercisable at a per-share exercise price equal to 125% of the public offering price per share of Common Stock.
The proposed maximum aggregate offering price of the underwriter’s warrants is $1,250,000, or 125% of $1,000,000 (5%
of $20,000,000). |
(11) |
Previously
paid (i) $2,490.00 on August 14, 2018 based on a proposed maximum aggregate offering price of the shares of Common Stock,
(ii) $151.50 on December 10, 2018 based on a proposed maximum aggregate offering price of the underwriter’s warrants,
and (iii) $2,105.85 on February 7, 2019 based on a proposed maximum aggregate offering price of the warrants and the revised
proposed maximum aggregate offering price of the shares of Common Stock. |
THE
REGISTRANT HEREBY AMENDS THIS REGISTRATION STATEMENT ON SUCH DATE OR DATES AS MAY BE NECESSARY TO DELAY ITS EFFECTIVE DATE UNTIL
THE REGISTRANT SHALL FILE A FURTHER AMENDMENT, WHICH SPECIFICALLY STATES THAT THIS REGISTRATION STATEMENT SHALL THEREAFTER BECOME
EFFECTIVE IN ACCORDANCE WITH SECTION 8(A) OF THE SECURITIES ACT OF 1933 OR UNTIL THE REGISTRATION STATEMENT SHALL BECOME EFFECTIVE
ON SUCH DATE AS THE SECURITIES AND EXCHANGE COMMISSION, ACTING PURSUANT TO SAID SECTION 8(A), MAY DETERMINE.
PART
II
INFORMATION
NOT REQUIRED IN PROSPECTUS
This Pre-effective Amendment No. 4 to our
Registration Statement on Form S-1 is filed solely to provide certain exhibits to such Registration Statement, i.e., Exhibits
1.1, 4.34, 4.35, 4.36, and 10.46.
Item
16. Exhibits and Financial Statement Schedules.
The
exhibits filed with this registration statement or incorporated by reference from other filings are as follows:
EXHIBIT
INDEX
Exhibit
No. |
|
Description |
|
|
|
1.1* |
|
Form
of Underwriting Agreement by and between A.G.P./Alliance Global Partners ** |
2.1 |
|
Share
Exchange Agreement dated as of August 11, 2014 by and among Global System Designs, Inc., bBooth (USA), Inc. (formerly bBooth,
Inc.), and the stockholders of bBooth (USA), Inc. (formerly bBooth, Inc.), which was filed as Exhibit 10.1 to our Current
Report on Form 8-K filed with the SEC on August 15, 2014, and is incorporated herein by reference thereto. |
3.1 |
|
Articles
of Incorporation as filed with the Secretary of State of the State of Nevada on November 27, 2012, which was filed as Exhibit
3.1 to our Registration Statement on Form S-1 (File No. 333-187782) filed with the SEC on April 8, 2013, and is incorporated
herein by reference thereto. |
3.2 |
|
Bylaws,
which were filed as Exhibit 3.2 to our Registration Statement on Form S-1 (File No. 333-187782) filed with the SEC on April
8, 2013, and is incorporated herein by reference thereto. |
3.3 |
|
Certificate
of Change as filed with the Secretary of State of the State of Nevada on October 6, 2014, which was filed as Exhibit 3.3 to
our Current Report on Form 8-K filed with the SEC on October 22, 2014, and is incorporated herein by reference thereto. |
3.4 |
|
Articles
of Merger as filed with the Secretary of State of the State of Nevada on October 6, 2014, which was filed as Exhibit 3.4 to
our Current Report on Form 8-K filed with the SEC on October 22, 2014, and is incorporated herein by reference thereto. |
3.5 |
|
Articles
of Merger as filed with the Secretary of State of the State of Nevada on April 4, 2017, which was filed as Exhibit 3.5 to
our Current Report on Form 8-K filed with the SEC on April 24, 2017, and is incorporated herein by reference thereto. |
3.6 |
|
Certificate
of Correction as filed with the Secretary of State of the State of Nevada on April 17, 2017, which was filed as Exhibit 3.6
to our Current Report on Form 8-K filed with the SEC on April 24, 2017, and is incorporated herein by reference thereto. |
3.7 |
|
Certificate
of Change as filed with the Secretary of State of the State of Nevada on February 1, 2019, which was filed as Exhibit 3.7
to our Annual Report on Form 10-K filed with the SEC on February 7, 2019, and is incorporated herein by reference thereto. |
3.8 |
|
Articles
of Merger as filed with the Secretary of State of the State of Nevada on January 31, 2019, which was filed as Exhibit 3.8
to our Annual Report on Form 10-K filed with the SEC on February 7, 2019, and is incorporated herein by reference thereto. |
3.9 |
|
Certificate
of Correction as filed with the Secretary of State of the State of Nevada on February 22 , 2019 , which was filed
as Exhibit 3.9 to our Registration Statement on Form 8-A filed with the SEC on March 13, 2019, and is incorporated herein by
reference thereto . |
4.1 |
|
Common
Stock Purchase Warrant (First Warrant) dated September 15, 2017, issued to Kodiak Capital Group, LLC, which was filed as Exhibit
4.1 to our Current Report on Form 8-K filed with the SEC on October 2, 2017, and is incorporated herein by reference thereto. |
4.2 |
|
Common
Stock Purchase Warrant (Second Warrant) dated September 15, 2017, issued to Kodiak Capital Group, LLC, which was filed as
Exhibit 4.2 to our Current Report on Form 8-K filed with the SEC on October 2, 2017, and is incorporated herein by reference
thereto. |
Exhibit
No. |
|
Description |
4.3 |
|
Common
Stock Purchase Warrant (Third Warrant) dated September 15, 2017, issued to Kodiak Capital Group, LLC, which was filed as Exhibit
4.3 to our Current Report on Form 8-K filed with the SEC on October 2, 2017, and is incorporated herein by reference thereto. |
4.4 |
|
Promissory
Note (Commitment Note), dated September 15, 2017, issued by the Company in favor of Kodiak Capital Group, LLC, which was filed
as Exhibit 4.4 to our Current Report on Form 8-K filed with the SEC on October 2, 2017, and is incorporated herein by reference
thereto. |
4.5 |
|
Promissory
Note (First Note), dated September 15, 2017, issued by the Company in favor of Kodiak Capital Group, LLC, which was filed
as Exhibit 4.5 to our Current Report on Form 8-K filed with the SEC on October 2, 2017, and is incorporated herein by reference
thereto. |
4.6 |
|
Promissory
Note (Second Note), dated September 15, 2017, issued by the Company in favor of Kodiak Capital Group, LLC, which was filed
as Exhibit 4.6 to our Current Report on Form 8-K filed with the SEC on October 2, 2017, and is incorporated herein by reference
thereto. |
4.7 |
|
Form
of Warrant Certificate dated March 20, 2015, which was filed as Exhibit 10.3 to our Current Report on Form 8-K filed with
the SEC on March 27, 2015, and is incorporated herein by reference thereto. |
4.8 |
|
12%
Secured Convertible Note dated December 1, 2015, issued by the Company in favor of Rory J. Cutaia, which was filed as Exhibit
10.1 to our Current Report on Form 8-K filed with the SEC on December 7, 2015, and is incorporated herein by reference thereto. |
4.9 |
|
12%
Unsecured Convertible Note dated December 1, 2015, issued by the Company in favor of Rory J. Cutaia, which was filed as Exhibit
10.3 to our Current Report on Form 8-K filed with the SEC on December 7, 2015, and is incorporated herein by reference thereto. |
4.10 |
|
12%
Unsecured Note dated December 1, 2015, issued by the Company in favor of Audit Prep Services, LLC, which was filed as Exhibit
10.4 to our Current Report on Form 8-K filed with the SEC on December 7, 2015, and is incorporated herein by reference thereto. |
4.11 |
|
Form
of 12% Secured Convertible Note dated April 4, 2016, issued by the Company in favor of Rory J. Cutaia, which was filed as
Exhibit 10.2 to our Current Report on Form 8-K filed with the SEC on April 11, 2016, and is incorporated herein by reference
thereto. |
4.12 |
|
Form
of Warrant Certificate dated April 4, 2016 issued to Rory J. Cutaia, which was filed as Exhibit 10.4 to our Current Report
on Form 8-K filed with the SEC on April 11, 2016, and is incorporated herein by reference thereto. |
4.13 |
|
Form
of 12% Unsecured Convertible Note dated April 4, 2016, issued by the Company in favor of Rory J. Cutaia, which was filed as
Exhibit 10.5 to our Current Report on Form 8-K filed with the SEC on April 11, 2016, and is incorporated herein by reference
thereto. |
4.14 |
|
Form
of 12% Unsecured Convertible Note dated April 4, 2016, issued by the Company in favor of Oceanside Strategies, Inc., which
was filed as Exhibit 10.6 to our Current Report on Form 8-K filed with the SEC on April 11, 2016, and is incorporated herein
by reference thereto. |
4.15 |
|
Form
of Warrant Certificate dated April 4, 2016 issued to Oceanside Strategies, Inc., which was filed as Exhibit 10.7 to our Current
Report on Form 8-K filed with the SEC on April 11, 2016, and is incorporated herein by reference thereto. |
4.16 |
|
Amendment
to 12% Unsecured Convertible Note dated December 30, 2016, issued by the Company in favor of Oceanside Strategies, Inc., which
was filed as Exhibit 10.2 to our Current Report on Form 8-K filed with the SEC on January 9, 2017, and is incorporated herein
by reference thereto. |
Exhibit
No. |
|
Description |
4.17 |
|
Warrant
Certificate dated December 30, 2016 issued to Oceanside Strategies, Inc., which was filed as Exhibit 10.3 to our Current Report
on Form 8-K filed with the SEC on January 9, 2017, and is incorporated herein by reference thereto. |
4.18 |
|
Certificate
of Designations, Preferences and Rights of the Series A Convertible Preferred Stock as filed with the Secretary of State of
the State of Nevada on February 13, 2017, which was filed as Exhibit 10.2 to our Current Report on Form 8-K filed with the
SEC on February 21, 2017, and is incorporated herein by reference thereto. |
4.19 |
|
Amendment
to Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock as filed with the Secretary
of State of the State of Nevada on July 28, 2017, which was filed as Exhibit 10.37 to our Quarterly Report on Form 10-Q filed
with the SEC on August 10, 2017, and is incorporated herein by reference thereto. |
4.20 |
|
8%
Unsecured Convertible Note dated December 5, 2017 issued by the Company in favor of EMA Financial, LLC, which was filed as
Exhibit 10.2 to our Current Report on Form 8-K filed with the SEC on December 14, 2017, and is incorporated herein by reference
thereto. |
4.21 |
|
Common
Stock Purchase Warrant dated December 5, 2017 issued to EMA Financial, LLC, which was filed as Exhibit 10.3 to our Current
Report on Form 8-K filed with the SEC on December 14, 2017, and is incorporated herein by reference thereto. |
4.22 |
|
8%
Unsecured Convertible Note dated December 5, 2017 issued by the Company in favor of Auctus Fund, LLC, which was filed as Exhibit
10.5 to our Current Report on Form 8-K filed with the SEC on December 14, 2017, and is incorporated herein by reference thereto. |
4.23 |
|
Common
Stock Purchase Warrant dated December 5, 2017 issued to Auctus Fund, LLC, which was filed as Exhibit 10.6 to our Current Report
on Form 8-K filed with the SEC on December 14, 2017, and is incorporated herein by reference thereto. |
4.24 |
|
8%
Unsecured Convertible Note dated December 13, 2017 issued by the Company in favor of PowerUp Lending Group, LTD., which was
filed as Exhibit 10.8 to our Current Report on Form 8-K filed with the SEC on December 14, 2017, and is incorporated herein
by reference thereto. |
4.25 |
|
8%
Unsecured Convertible Note dated January 11, 2018 issued by the Company in favor of EMA Financial, LLC, which was filed as
Exhibit 10.2 to our Current Report on Form 8-K filed with the SEC on January 26, 2018, and is incorporated herein by reference
thereto. |
4.26 |
|
Common
Stock Purchase Warrant dated January 11, 2018 issued to EMA Financial, LLC, which was filed as Exhibit 10.3 to our Current
Report on Form 8-K filed with the SEC on January 26, 2018, and is incorporated herein by reference thereto. |
4.27 |
|
8%
Unsecured Convertible Note dated January 10, 2018 issued by the Company in favor of Auctus Fund, LLC, which was filed as Exhibit
10.5 to our Current Report on Form 8-K filed with the SEC on January 26, 2018, and is incorporated herein by reference thereto. |
4.28 |
|
Common
Stock Purchase Warrant dated January 10, 2018 issued to Auctus Fund, LLC, which was filed as Exhibit 10.6 to our Current Report
on Form 8-K filed with the SEC on January 26, 2018, and is incorporated herein by reference thereto. |
4.29 |
|
Amendment
to Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock as filed with the Secretary
of State of the State of Nevada on September 1, 2017, which was filed as Exhibit 4.27 to our Registration Statement on Form
S-1 (File No. 333-226840) filed with the SEC on August 14, 2018, and is incorporated herein by reference thereto. |
4.30 |
|
Certificate
of Withdrawal of Certificate of Designation of Series A Convertible Preferred Stock as filed with the Secretary of State of
the State of Nevada on August 10, 2018, which was filed as Exhibit 4.28 to our Registration Statement on Form S-1 (File No.
333-226840) filed with the SEC on August 14, 2018, and is incorporated herein by reference thereto. |
4.31 |
|
Convertible
Promissory Note dated October 30, 2018 issued in favor of Ira Gaines, which was filed as Exhibit 4.31 to our Annual Report
on Form 10-K filed with the SEC on February 7, 2018, and is incorporated herein by reference thereto. |
4.32 |
|
Convertible
Promissory Note dated October 30, 2018 issued in favor of Gina Trippiedi, which was filed as Exhibit 4.32 to our Annual Report
on Form 10-K filed with the SEC on February 7, 2018, and is incorporated herein by reference thereto. |
4.33 |
|
5%
Original Issue Discount Promissory Note due August 1, 2019 issued in favor of Bellridge Capital, LP, which was filed as Exhibit
4.33 to our Annual Report on Form 10-K filed with the SEC on February 7, 2018, and is incorporated herein by reference thereto. |
4.34* |
|
Form
of Investor Common Stock Purchase Warrant. |
4.35* |
|
Form
of Underwriter’s Common Stock Purchase Warrant. |
4.36* |
|
Form of Common Stock Purchase Warrant granted in favor of A.G.P./Alliance Global Partners Corp. |
5.1 |
|
Opinion of Baker & Hostetler LLP as to the legality of the securities registered hereby , which was filed as Exhibit 5.1 to our Registration Statement on Form S-1 (File No. 333-226840) filed with the SEC on February 19, 2019, and is incorporated herein by reference thereto.** |
10.1 |
|
2014
Stock Option Plan, which is filed as Exhibit 10.1 to our Current Report on Form 8-K filed with the SEC on October 22, 2014,
and is incorporated herein by reference thereto. |
Exhibit
No. |
|
Description |
10.2 |
|
Employment
Agreement dated November 1, 2014, by and between the Company and Rory Cutaia, which was filed as Exhibit 10.1 to our Current
Report on Form 8-K filed with the SEC on November 24, 2014, and is incorporated herein by reference thereto. |
10.3 |
|
Secured
Promissory Note dated December 11, 2014 issued by Songstagram, Inc. in favor of the Company, which was filed as Exhibit 10.1
to our Current Report on Form 8-K filed with the SEC on December 17, 2014, and is incorporated herein by reference thereto. |
10.4 |
|
Secured
Promissory Note dated December 11, 2014 issued by Rocky Wright in favor of the Company, which was filed as Exhibit 10.2 to
our Current Report on Form 8-K filed with the SEC on December 17, 2014, and is incorporated herein by reference thereto. |
10.5 |
|
Security
Agreement dated December 11, 2014 executed by Songstagram, Inc. in favor of the Company, which was filed as Exhibit 10.3 to
our Current Report on Form 8-K filed with the SEC on December 17, 2014, and is incorporated herein by reference thereto. |
10.6 |
|
Security
Agreement dated December 11, 2014 executed Rocky Wright in favor of the Company, which was filed as Exhibit 10.4 to our Current
Report on Form 8-K filed with the SEC on December 17, 2014, and is incorporated herein by reference thereto. |
10.7 |
|
Acquisition
Agreement dated January 20, 2015 among Songstagram, Inc., Rocky Wright, and us, which was filed as Exhibit 10.1 to our Current
Report on Form 8-K filed with the SEC on January 26, 2015, and is incorporated herein by reference thereto. |
10.8 |
|
Surrender
of Collateral, Consent to Strict Foreclosure and Release Agreement dated January 20, 2015, by and between Songstagram, Inc.
and the Company, which was filed as Exhibit 10.2 to our Current Report on Form 8-K filed with the SEC on January 26, 2015,
and is incorporated herein by reference thereto. |
10.9 |
|
Form
of Termination Agreement and Release dated January 20, 2015, which was filed as Exhibit 10.3 to our Current Report on Form
8-K filed with the SEC on January 26, 2015, and is incorporated herein by reference thereto. |
10.10 |
|
Settlement
and Release Agreement dated February 6, 2015, by and among Songstagram, Inc., Jeff Franklin, and the Company, which was filed
as Exhibit 10.1 to our Current Report on Form 8-K filed with the SEC on March 9, 2015, and is incorporated herein by reference
thereto. |
10.11 |
|
Engagement
letter dated March 20, 2015, by and among DelMorgan Group LLC, Globalist Capital, LLC, and the Company, which was filed as
Exhibit 10.1 to our Current Report on Form 8-K filed with the SEC on March 27, 2015, and is incorporated herein by reference
thereto. |
10.12 |
|
Form
of Note Purchase Agreement dated March 20, 2015, which was filed as Exhibit 10.2 to our Current Report on Form 8-K filed with
the SEC on March 27, 2015, and is incorporated herein by reference thereto. |
10.13 |
|
Security
Agreement issued by the Company in favor of Rory J. Cutaia, which was filed as Exhibit 10.2 to our Current Report on Form
8-K filed with the SEC on December 7, 2015, and is incorporated herein by reference thereto. |
10.14 |
|
Form
of Stock Repurchase Agreement, which was filed as Exhibit 10.1 to our Current Report on Form 8-K filed with the SEC on February
16, 2016, and is incorporated herein by reference thereto. |
10.15 |
|
Form
of Private Placement Subscription Agreement, which was filed as Exhibit 10.1 to our Current Report on Form 8-K filed with
the SEC on April 11, 2016, and is incorporated herein by reference thereto. |
10.16 |
|
Form
of Security Agreement issued by the Company in favor of Rory J. Cutaia, which was filed as Exhibit 10.3 to our Current Report
on Form 8-K filed with the SEC on April 11, 2016, and is incorporated herein by reference thereto. |
Exhibit
No. |
|
Description |
10.17 |
|
Form
of Private Placement Subscription Agreement, which was filed as Exhibit 10.1 to our Current Report on Form 8-K filed with
the SEC on May 19, 2016, and is incorporated herein by reference thereto. |
10.18 |
|
Form
of Option Agreement for Messrs. Geiskopf and Cutaia, which was filed as Exhibit 10.2 to our Current Report on Form 8-K filed
with the SEC on May 19, 2016, and is incorporated herein by reference thereto. |
10.19 |
|
Term
Sheet dated July 12, 2016, between Nick Cannon and the Company, which was filed as Exhibit 10.1 to our Current Report on Form
8-K filed with the SEC on May 19, 2016, and is incorporated herein by reference thereto. |
10.20 |
|
Form
of Stock Option Agreement between Jeffrey R. Clayborne and the Company, which was filed as Exhibit 10.2 to our Current Report
on Form 8-K filed with the SEC on May 19, 2016, and is incorporated herein by reference thereto. |
10.21 |
|
Form
of Consulting Agreement dated August 8, 2016, by and between International Monetary and the Company, which was filed as Exhibit
10.1 to our Current Report on Form 8-K filed with the SEC on August 15, 2016, and is incorporated herein by reference thereto. |
10.22 |
|
Form
of Private Placement Subscription Agreement, which was filed as Exhibit 10.1 to our Current Report on Form 8-K filed with
the SEC on September 19, 2016, and is incorporated herein by reference thereto. |
10.23 |
|
Securities
Purchase Agreement dated February 13, 2017, by and between the Company and certain purchasers named therein, which was filed
as Exhibit 10.1 to our Current Report on Form 8-K filed with the SEC on February 21, 2017, and is incorporated herein by reference
thereto. |
10.24 |
|
Equity
Purchase Agreement, as corrected, dated September 15, 2017, by and between the Company and Kodiak Capital Group, LLC, which
was filed as Exhibit 10.1 to our Current Report on Form 8-K filed with the SEC on October 27, 2017, and is incorporated herein
by reference thereto. |
10.25 |
|
Registration
Rights Agreement dated September 15, 2017, by and between the Company and Kodiak Capital Group, LLC, which was filed as Exhibit
10.2 to our Current Report on Form 8-K filed with the SEC on October 2, 2017, and is incorporated herein by reference thereto. |
10.26 |
|
Securities
Purchase Agreement dated December 5, 2017, by and between the Company and EMA Financial, LLC, which was filed as Exhibit 10.1
to our Current Report on Form 8-K filed with the SEC on December 14, 2017, and is incorporated herein by reference thereto. |
10.27 |
|
Securities
Purchase Agreement, dated December 5, 2017, by and between the Company and Auctus Fund, LLC, which was filed as Exhibit 10.4
to our Current Report on Form 8-K filed with the SEC on December 14, 2017, and is incorporated herein by reference thereto. |
10.28 |
|
Securities
Purchase Agreement dated December 13, 2017, by and between the Company and PowerUp Lending Group, LTD, which was filed as
Exhibit 10.7 to our Current Report on Form 8-K filed with the SEC on December 14, 2017, and is incorporated herein by reference
thereto. |
10.29 |
|
Securities
Purchase Agreement dated January 11, 2018, by and between the Company and EMA Financial, LLC, which was filed as Exhibit 10.1
to our Current Report on Form 8-K filed with the SEC on January 26, 2018, and is incorporated herein by reference thereto. |
10.30 |
|
Securities
Purchase Agreement, dated January 10, 2018, by and between the Company and Auctus Fund, LLC, which was filed as Exhibit 10.4
to our Current Report on Form 8-K filed with the SEC on January 26, 2018, and is incorporated herein by reference thereto. |
10.31 |
|
SuiteCloud
Developer Network Agreement, dated January 2, 2018, by and between the Company and Oracle America, Inc., which was filed as
Exhibit 10.1 to our Current Report on Form 8-K filed with the SEC on April 23, 2018, and is incorporated herein by reference
thereto. |
10.32 |
|
Lease
Agreement, dated June 22, 2017, by and between La Park La Brea B LLC and the Company, which was filed as Exhibit 10.33 to
our Registration Statement on Form S-1 (File No. 333-226840) filed with the SEC on August 14, 2018, and is incorporated herein
by reference thereto. |
10.33 |
|
Renewal
Amendment of Lease Agreement, dated May 1, 2018, by and between La Park La Brea B LLC and the Company, which was filed as
Exhibit 10.34 to our Registration Statement on Form S-1 (File No. 333-226840) filed with the SEC on August 14, 2018, and is
incorporated herein by reference thereto. |
Exhibit
No. |
|
Description |
10.34 |
|
Marketo
LaunchPoint Accelerate Program Agreement, dated April 1, 2018, by and between the Company and Marketo, Inc., which was filed
as Exhibit 10.35 to our Registration Statement on Form S-1 (File No. 333-226840) filed with the SEC on August 14, 2018, and
is incorporated herein by reference thereto. |
10.35 |
|
Securities
Purchase Agreement, dated October 19, 2018, which was filed as Exhibit 10.36 to our Current Report on Form 8-K filed with
the SEC on October 25, 2018, and is incorporated herein by reference thereto. |
10.36 |
|
10%
Original Issue Discount Promissory Note, dated October 19, 2018, which was filed as Exhibit 10.37 to our Current Report on
Form 8-K filed with the SEC on October 25, 2018, and is incorporated herein by reference thereto. |
10.37 |
|
Agreement
and Plan of Merger, dated November 8, 2018, by and among the Company, Sound Concepts, Inc., NF Merger Sub, Inc., NF Acquisition
Company, LLC, the shareholders of Sound Concepts, Inc., and the shareholders’ representative, which was filed as Exhibit
10.1 to our Current Report on Form 8-K filed with the SEC on November 14, 2018, and is incorporated herein by reference thereto. |
10.38 |
|
Letter
Agreement dated November 8, 2018, by and among the Company, Sound Concepts, Inc., NF Merger Sub, Inc., NF Acquisition Company,
LLC, the shareholders of Sound Concepts, Inc., and the shareholders’ representative, which was filed as Exhibit 10.2
to our Current Report on Form 8-K filed with the SEC on November 14, 2018, and is incorporated herein by reference thereto. |
10.39 |
|
Letter
Agreement dated November 12, 2018, by and among the Company, Sound Concepts, Inc., NF Merger Sub, Inc., NF Acquisition Company,
LLC, the shareholders of Sound Concepts, Inc., and the shareholders’ representative, which was filed as Exhibit 10.2
to our Current Report on Form 8-K filed with the SEC on November 14, 2018, and is incorporated herein by reference thereto. |
10.40 |
|
Securities
Purchase Agreement dated February 1, 2019, by and between the Company and Bellridge Capital, LP, which was filed as Exhibit
10.40 to our Annual Report on Form 10-K filed with the SEC on February 7, 2019, and is incorporated herein by reference thereto. |
10.41 |
|
Lock-Up
Agreement dated October 30, 2018, by and between the Company and Gina Trippiedi, which was filed as Exhibit 10.41 to our Annual
Report on Form 10-K filed with the SEC on February 7, 2019, and is incorporated herein by reference thereto. |
10.42 |
|
Lock-Up
Agreement dated October 30, 2018, by and between the Company and Ira Gaines, which was filed as Exhibit 10.42 to our Annual
Report on Form 10-K filed with the SEC on February 7, 2019, and is incorporated herein by reference thereto. |
10.43 |
|
Partner
Application Distribution Agreement dated February 4, 2019, by and between the Company and Salesforce.com, Inc., which was
filed as Exhibit 10.43 to our Annual Report on Form 10-K filed with the SEC on February 7, 2019, and is incorporated herein
by reference thereto. |
10.44 |
|
Service
Agreement dated December 21, 2018, by and between the Company and Major Tom Agency Inc., which was filed as Exhibit 10.44
to our Annual Report on Form 10-K filed with the SEC on February 7, 2019, and is incorporated herein by reference thereto. |
10.45 |
|
Lease Agreement dated February 5, 2019, by and between the Company and NPBeach Marina LLC , which was filed as Exhibit 10.45 to our Pre-Effective Amendment No. 3 to our Registration Statement on Form S-1 filed with the SEC on February 19, 2019, and is incorporated herein by reference . |
10.46* |
|
Form of Warrant Agent Agreement by and between the Company and VStock Transfer, LLC. |
14.1 |
|
Code
of Ethics and Business Conduct for Directors, Senior Officers and Employees of Corporation, which was filed as Exhibit 14.1
to our Current Report on Form 8-K filed with the SEC on October 22, 2014, and is incorporated herein by reference thereto. |
21.1 |
|
Subsidiaries
of the Registrant, which was filed as Exhibit 21.1 to our Annual Report on Form 10-K filed with the SEC on February 7, 2019,
and is incorporated herein by reference thereto. |
23.1 |
|
Consent of Weinberg & Company, P.A. (with respect to the financial statements of Verb Technology Company, Inc. (formerly nFüsz, Inc.) as of December 31, 2018 and 2017 and for the years then ended). |
23.2 |
|
Consent of Weinberg & Company, P.A. (with respect to the financial statements of Sound Concepts, Inc. as of December 31, 2017 and 2016 and for the years then ended). |
23.3* |
|
Consent of Baker & Hostetler LLP (included on Exhibit 5.1) ** |
24 |
|
Power
of Attorney, which was included on the signature page to Amendment No. 1 to our Registration Statement on Form S-1 (File No.
333-226840) filed with the SEC on December 10, 2018, and is incorporated herein by reference thereto. |
* |
Filed
herewith. |
|
|
** |
Final Versions to
be incorporated by reference pursuant to a Current Report on Form 8-K in connection with the offering of securities registered
hereunder. |
Item
17. Undertakings.
(b)
Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers, and controlling
persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion
of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act and
is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by
the registrant of expenses incurred or paid by a director, officer, or controlling person of the registrant in the successful
defense of any action, suit or proceeding) is asserted by such director, officer, or controlling person in connection with the
securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling
precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy
as expressed in the Securities Act and will be governed by the final adjudication of such issue.
|
(i) |
The
undersigned registrant hereby undertakes that: |
|
(1) |
the
information omitted from the form of prospectus filed as part of this registration statement in reliance upon Rule 430A and
contained in a form of prospectus filed by the registrant pursuant to Rule 424(b)(1) or (4) or 497(h) under the Securities
Act shall be deemed to be part of this registration statement as of the time it was declared effective; and |
|
|
|
|
(2) |
each
post-effective amendment that contains a form of prospectus shall be deemed to be a new registration statement relating to
the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bone fide
offering thereof. |
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, as amended, Verb Technology Company, Inc. has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Los Angeles, California, on March 13,
2019 .
|
VERB
TECHNOLOGY COMPANY, INC.
|
|
|
|
|
By: |
/s/
Rory J. Cutaia |
|
|
Rory
J. Cutaia |
|
|
Chairman
of the Board, Chief Executive Officer, President, Secretary, and Treasurer (Principal Executive Officer) |
|
|
|
|
By: |
/s/
Jeffrey R. Clayborne |
|
|
Jeffrey
R. Clayborne Chief Financial Officer (Principal Financial and Accounting Officer) |
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the
capacities and on the dates indicated.
Signature |
|
Title |
|
Date |
|
|
|
|
|
/s/
Rory J. Cutaia |
|
Chairman
of the Board, |
|
March
13, 2019 |
Rory
J. Cutaia |
|
Chief
Executive Officer, President, Secretary, and Treasurer (Principal Executive Officer) |
|
|
|
|
|
|
|
/s/
Jeffrey R. Clayborne |
|
Chief
Financial Officer |
|
March
13, 2019 |
Jeffrey
R. Clayborne |
|
(Principal
Financial and Accounting Officer) |
|
|
|
|
|
|
|
* |
|
Lead
Director |
|
March
13, 2019 |
James
P. Geiskopf |
|
|
|
|
|
|
|
|
|
* |
|
Director |
|
March
13, 2019 |
Phillip
J. Bond |
|
|
|
|
|
|
|
|
|
* |
|
Director |
|
March
13, 2019 |
Kenneth
S. Cragun |
|
|
|
|
*By: |
/s/
Rory Cutaia |
|
|
Rory
Cutaia, as attorney-in-fact |
|